An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes. Compensation for Damages (Law), Capital Gains Tax, Pensions and Retirement Plans, Fines (Penalties), Securities and Commodities Violations, Suits and Litigation (Civil), LPL Financial, Securities and Exchange Commission, Two Sigma Investments LLC, Vanguard Group Inc, Gensler, Gary S Read More
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
