JPMorgan Fined $348 Million for Lapses in Trade Monitoring

Regulators, which rely on the bank for information that helps prevent insider trading and market manipulation, said customer data from around 30 platforms was missing.Regulators, which rely on the bank for information that helps prevent insider trading and market manipulation, said customer data from around 30 platforms was missing. Regulation and Deregulation of Industry, Banking and Financial Institutions, Securities and Commodities Violations, Insider Trading, Fines (Penalties), JPMorgan Chase & Company, Commodity Futures Trading Commission, Office of the Comptroller of the Currency Read More

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